THE PITFALLS OF MENTAL EVOLUTION, by Arthur Koestler (1905-1983) (Excerpt from “The Sleepwalkers”)


We are in the habit of visualizing man’s political and social history as a wild zigzag which alternates between progress and disaster, but the history of science as a steady, cumulative process, represented by a continuously rising curve, where each epoch adds some new item of knowledge to the legacy of the past, making the temple of science grow brick by brick toever greater height. Or alternately, we think in terms of “organic” growth from the magic-ridden, myth-addicted infancy of civilization, through various stages of adolescence, to detached, rational maturity.

In fact, we have seen that this progress was neither “continuous” nor “organic”. The philosophy of nature evolved by occasional leaps and bounds alternating with delusional pursuits, culs-de-sac, regressions, periods of blindness, and amnesia. The great discoveries which determined its course were sometimes unexpected by-products of a chase after quite different hares. At other times, the process of discovery consisted merely in the cleaning away of the rubbish that blocked the path…

All we know is that mental evolution – from cave-dwellers to spacemen – cannot be understood either as a cumulative, linear process, or as a case of “organic growth” comparable to the maturing of the individual; and that it would perhaps be better to consider it in the light of biological evolution, of which it is a continuation.

Evolution is known to be a wasteful, fumbling process characterized by sudden mutations of unknown cause, by the slow grinding of selection, and by the dead-ends of over-specialization and rigid inadaptability. “Progress” can by definition never go wrong; evolution constantly does; and so does the evolution of ideas, including those of “exact sciences”.

New ideas are thrown up spontaneously like mutations; the vast majority of them are useless crank theories, the equivalent of biological freaks without survival-value. There is a constant struggle for survival between competing theories in every branch of the history of thought.

The process of natural selection, too, has its equivalent in mental evolution: among the multitude of new concepts which emerge only those survive which are well adapted to the period’s intellectual milieu. When we call ideas “fertile” or “sterile” we are unconsciously guided by biological analogy.

Most geniuses responsible for the major mutations in the history of thought seem to have certain features in common; on the one hand scepticism, often carried to the point of iconoclasm, in their attitude towards traditional ideas, axioms, and dogmas, towards everything that is taken for granted; on the other hand, an open-mindedness that verges on naive credulity towards new concepts which seem to hold out some promisse to their instinctive gropings. Out of this combination results that crucial capacity of perceiving a familiar object, situation, problem, or collection of data, in a sudden new light or new context…

This act of wrenching away an object or concept from its habitual associative context and seeing it in a new context is, as I have tried to show, an essential part of the creative process. It is an act both of destruction and creation, for it demands the breaking up of a mental habit, the melting down, with the blow-lamp of Cartesian doubt, of the frozen structure of accepted theory, to enable the new fusion to take place.

Every creative act – in science, art or religion – involves a regression to a more primitive level, a new innocence of perception liberated from the cataract of accepted beliefs.

* * * * *

Roughly within the five generations from Canon Koppernigk to Isaac Newton, homo sapiens underwent the most decisive change in his history. The uomo universale of the Renaissance, who was artist and craftsman, philosopher and inventor, humanist and scientist, astronomer and monk, all in one, split up into his component parts. Art lost its mythical, science its mystical inspiration; man became again deaf to the harmony of the spheres. The Philosophy of Nature became ethically neutral, and ‘blind’ became the favourite adjective for the working of natural law…

As a result, man’s destiny was no longer determined from ‘above’ by a super-human wisdom and will, but from ‘below’ by the sub-human agencies of glands, genes, atoms, or waves of probability. This shift of the locus of destiny was decisive. So long as destiny had operated from a level of the hierarchy higher than man’s own, it had not only shaped his fate, but also guided his conscience and imbued his world with meaning and value. The new masters of destiny were placed lower in the scale than the being they controlled; they could determine his fate, but could provide him with no moral guidance, no values and meaning. A puppet of the Gods is a tragic figure, a puppet suspended on his chromosomes is merely grotesque.”

The Sleepwalkers

Penguin / Arkana.
Pgs. 523-525-528-529-550.


“What Is It Like To Be A Bat?” – The Sci-Fi Philosophy of Thomas Nagel

BAT IN FLOWER A pollen-gilded bat emerging from a flower of the blue mahoe tree. This bat lives in eastern Cuba in a colony more than one million strong— a pollinating powerhouse. Photograph by Merlin Tuttle, National Geographic.

In one of the greatest essays in his book Mortal QuestionsThomas Nagel invites us to dare reflect in a bold and innovative way, as awe-inspiring as the best Science Fiction novels or films. Forget about mankind for a while and try to identify yourself with the perspective of an animal that’s quite different from bipeds and primates such as ourselves. Put yourself inside the skin of a bat, but not only in a cartoonish or playful way (don’t even waste time pretending you are Bruce Wayne, wearing a black costume and a horned mask, patrolling Gotham City in search of criminals to crush). Nagel is asking us to attempt to become a bat as it really is in Nature’s web of life, and how does it feel to be such a creature What Nagel is proposing is an exercise in which a human mind tries to move away from its humanness, venturing outside the zone of familiarity, and tries to really grasp what sort of experience it would be like to exist as a bat – or an eagle, or a worm. That ain’t easy, and “philosophers share the general human weakness for explanations of what is incomprehensible in terms suited for what is familiar and well understood.” (pg. 166)

This is not just a role-playing game (“let’s pretend we’re animals and meow like cats!”), nor it’s creative phantasy imagining the future (similarly to what was crafted with such greatness by David Cronenberg in The Fly). What Thomas Nagel is after with his sci-fi thinking, as we’ll further attempt to explore, is an explanation for consciousness in its great diversity. Reality contains objectively myriads of different organisms, with different perspectives and subjective experiences, and this field of study – Nature’s richness and diversity – may be explored not only by poets, mystics or people high on LSD, but also by philosophers, physicists, scientists, artists… Maybe we’ll become better humans if we try to understand better what it is like not to be human?

“Conscious experience is a widespread phenomenon. It occurs at many levels of animal life, though we cannot be sure of its presence in the simpler organisms, and it is very difficult to say in general what provides evidence of it. (Some extremists have been prepared to deny it even of mammals other than man.) No doubt it occurs in countless forms totally unimaginable to us, on other planets in other solar systems throughout the universe. But no matter how the form may vary, the fact that an organism has conscious experience at all means, basically, that there is something it is like to be that organism. (…) We may call this the subjective character of experience…” (p. 166)

 Those among you, dear readers, who are not poetically inclined, may deem as utter philosophical madness to refer to such a thing as “the subjectivity of bats” – or the conscious experience of pigs. But it’s been for centuries the self-imposed task and delight of poets, mystics, shamans, artists and many other human animals to understand and try to verbalize what it means like to be an animal different than ourselves. William Blake, for example, had a fruitful relationship with flies, as you’ll see in the following poem, and he also sung with his lyre some quite fascinating stuff about dogs, horses, skylarks:


“Little Fly,
Thy summer’s play
My thoughtless hand
Has brush’d away.

Am not I
A fly like thee?
Or art not thou
A man like me?

For I dance,
And drink, and sing,
Till some blind hand
Shall brush my wing…”

* * * *

“A dog starved at his master’s gate
Predicts the ruin of the State.
A horse misus’d upon the road
Calls to Heaven for human blood.
Each outcry of the hunted hare
A fibre from the brain does tear.
A skylark wounded in the wing,
A cherubim does cease to sing…”


Thomas Nagel is interested in exploring the idea of animals as beings who experience the world from a perspective different from ours, from a subjective standpoint which differs greatly according to the organism’s complexity and to the various environments. For example, a polar bear and a huge whale like Moby Dick have very different conscious experiences by living where they do, I mean, the first in freezing snowy temperatures, the latter beneath the oceans’s rolling waves. But let’s go back to Nagel’s bats:

“I assume all believe that bats have experience. After all, they are mammals, and there is no more doubt that they have experience than that mice or pigeons or whales have experience. (…) Bats, although closely related to us, nevertheless present a range of activity and a sensory apparatus so different from ours that the problem I want to pose is exceptionally vivid (though it certainly could be raised with other species). Now we know that most bats perceive the external world primarily by sonar, or echolocation, detecting the reflections, from objects within range, of their own rapid, subtly modulated, high-frequency shrieks. Their brains are designed to correlate the outgoing impulses with the subsequent echoes, and the information thus acquired enables bats to make precise discriminations of distance, size, shape, motion and texture – comparable to those we make by vision.” (pg. 168)


These fascinating and scary creatures, winged mammals who fly speedily in the air even though they can’t see anything (thus the expression “blind as a bat”), have an existential experience which is quite hard for a human to imagine and that it’s impossible for us to really “live”. How is it like, subjectively, to fly around being a bat and using a sonar for sight? Does our imagination really permit us to truly experience Batness? And how to avoid scenes of Christopher Nolan’s Dark Knight trilogy, or from the Batman comics, from messing-up our experiment by appearing on our Hollywood-colonized human-minds everytime we think of men and bats? Imagination is limited and usually binds us to a human perspective, argues Thomas Nagel, and to experience what truly is the subjective consciousness of a bat it’s not enough “that one spends the day hanging upside down by one’s feet in an attic.” (pg. 169) Now we’re getting closer to his point: Nagel wants to know “what it is like for a bat to be a bat.” (p. 169)

There seems to exist an abyss of ignorance separating each species, though they all belong to the one and the same Web of Life. We might call this the Abyss of Alterity, but maybe someone needs to be a poet or a mystic to grasp what that means. Thomas Nagel paints a portrait of such an abyss, that we are seldom able to cross, when he writes about men and bats: humans can’t know what it’s like to be inside the skin of a bat, and neither the bat has a clue about how the heck it feels to be a primate such as ourselves. Simply because there’s no bridge that can serve as means of transportation, from human experience right into bat experience, and vice versa: “even if I could by gradual degrees be transformed into a bat, nothing in my present constitution enables me to imagine what the experiences of such a future stage of myself thus metamorphosed would be like.” (p. 169)

Even an imagination so powerfull and daring as Franz Kafka’s could only reach an anthropomorphized report of what it meant for Gregor Samsa to discover himself living inside the body of a bug. However, for Gregor Samsa, a human mind and a human consciousness are still locked inside the beastly body that he wakes up, in Kafka’s masterpiece The Metamorphosis, suddenly transformed into.  Thomas Nagel knows perfectly well that one can’t become a bat after being born a monkey, a wolf, a bacteria or a human being, but he also states that human imagination fails to give us any true depiction of the specific subjective character of the experienced subjectivity of creatures of other species  – “it’s beyond our ability to conceive.” (p. 170)

This sets, methinks, epistemology in new grounds and adds a new chapter to the history of Skepticism in philosophy. Nagel’s highly skeptical conclusion – we’ll never really experience what it’s like to be an animal different than the animal we are – also spreads into his consideration of human affairs, where similar abysses of mutual ignorance also exist. For example: “The subjective character of the experience of a person deaf and blind from birth is not accessible to me, nor presumably is mine to him. This does not prevent us each from believing that the other’s experience has such a subjective character.” (p. 170)

If we’re ever to meet extra-terrestrial organisms – be they iron-headed Martians, bizarre aliens from Titan, or other weird creatures from a far-away galaxy… – the same problem would certainly arise: the aliens wouldn’t have a clear perception of what it is like to be a human, similarly to our human difficulty – or even incapacity –  to truly understand what it is like to be a bat or a whale, a butterfly or an eagle, a worm or a lizard. Subjectivity, thus, is so highly varied in its manifestations, in its different incarnations, that we must revise our concepts and renew our vocabulary: “subjective” shouldn’t mean only “the personal self”, but some sort of existential perspective that exists in myriads of different ways according to the varied organisms and environments. This “enormous amount of variation and complexity” can be partially explained by Darwin’s theory of Evolution, but what Thomas Nagel seems to be pointing out is this: reality is too complex, its multiplicity is too great, for a mind such as ours, with a language such as we have developed so far, to truly understand it – which means, with an understanding that embraces all subjective conscious experiences of all living beings. This is one of the main problems his philosophy deals with, especially in the excellent mind-boggling philosophy-ride View From Nowhere.

The View From Nowhere

Buy The View From Nowhere at Amazon

“The fact that we cannot expect ever to accommodate in our language a detailed description of Martian or bat phenomenology should not lead us to dismiss as meaningless the claim that bats and Martians have experiences fully comparable in richness of detail to our own. It would be fine if someone were to develop concepts and a theory that enabled us to think about those things; but such an understanding may be permanently denied to us by the limits of our nature.” (pg. 170)

Some sort of disconnection between the human animals and the Animal Kingdom as a whole seems to arise, Thomas Nagel argues, from our mind’s incapacity to truly understand any subjective experience that differs too much from ours. This can’t be explained only by biology, by processes of Natural Selection, because Culture intervenes with its systems, its symbols, its values. In a civilization, for example, where in the thousands of supermarkets one can buy the meat of recently killed animals, already packed and frozen and wrapped in plastics, people tend to dissociate their minds from any sort of empathy with pigs, cows or chickens. When it’s barbecue time and the dead bodies of recently killed animals are being grilled, people tend to never think about the slaughterhouses, and never think about what life feels like when lived subjectively as life destined to be slaughtered for meat. Great masses of humans, then, devour tons of meat in their barbecues and in their day-to-day lifes, they erect myriads of fast-food joints and stain the Landscape with McDonald’s-like signs and ads, without paying no mind to what they deem an unimportant matter, I mean, what sort of existence the animals that ended up on the plate or inside the Big Mac had lived through from birth to bacon.

“This brings us to the edge of a topic that requires much more discussion than I can give it here: namely, the relation between facts on the one hand and conceptual schemes or systems of representation on the other. (…) Reflection on what it is like to be a bat seems to lead us, therefore, to the conclusion that there are facts that do not consist in the truth of propositions expressible in human language. (…) The more different from oneself the other experiencer is, the less success one can expect with this enterprise. (…) A Martian scientist with no understanding of visual perception could understand the rainbow, or lightning, or clouds as physical phenomena, though he would never be able to understand the human concepts of rainbow, lightning, or cloud, or the place these things occupy in our phenomenal world.  (…) Although the concepts themselves are connected with a particular point of view and a particular visual phenomenology, the things apprehended from that point of view are not: they are observable from the point of view but external to it; hence they can be comprehended from other points of view also, either by the same organisms or by others. Lightning has an objective character that is not exhausted by its visual appearance, and this can be investigated by a Martian without vision. And, in understanding a phenomenon like lightning, it is legitimate to go as far away as one can from a strictly human viewpoint.” (NAGEL, Mortal Questions, p. 173)

* * * * *


Buy Mortal Questions by Thomas Nagel at Amazon.